Central Coast Oncology & Hematology

CLIA Laboratory Citation Details

2
Total Citations
3
Total Deficiencyies
3
Unique D-Tags
CMS Certification Number 05D1083014
Address 1669 Dominican Way, Santa Cruz, CA, 95065-1523
City Santa Cruz
State CA
Zip Code95065-1523
Phone831 475-2220
Lab DirectorAMY MD

Citation History (2 surveys)

Survey - November 6, 2024

Survey Type: Standard

Survey Event ID: OBXC11

Deficiency Tags: D5819

Summary:

Summary Statement of Deficiencies D5819 TEST REPORT CFR(s): 493.1291(j) All test reports or records of the information on the test reports must be maintained by the laboratory in a manner that permits ready identification and timely accessibility. This STANDARD is not met as evidenced by: Based on the review of the laboratory's policies and procedures, randomly selected patient records, preventive maintenance log, and interview with the laboratory assistant (LA), it was determined that the laboratory failed to follow the established policies and procedures in maintaining reports or records for identification and timely accessibility. Findings include: 1. Based on the survey on November 6, 2024, at approximately 11:00 a.m., Patient JL3.28.68 could not be retrieved in the electronic medical records (EMR). Thus, the instrument printout cannot be verified for records for the mentioned patient. 2. The LA affirmed by interview on November 6, 2024, at approximately 11:00 a.m. that the missing electronic records were missed to be entered on February 8, 2022. 3. Based on the laboratory's testing declaration submitted at the time of the survey, the laboratory reported approximately 22,992 cell blood count tests during the time the missing entry occurred. Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 1 --

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Survey - April 23, 2019

Survey Type: Standard

Survey Event ID: 957N11

Deficiency Tags: D2121 D2128

Summary:

Summary Statement of Deficiencies D2121 HEMATOLOGY CFR(s): 493.851(a) Failure to attain a score of at least 80 percent of acceptable responses for each analyte in each testing event is unsatisfactory analyte performance for the testing event. This STANDARD is not met as evidenced by: Based on review of proficiency testing records for event 3, 2016, from CMS (Report 155D, Individual Laboratory Profile) and MLE (Medical Laboratory Evaluation), laboratory proficiency testing records, and patients test records; and interview with laboratory personnel, it was revealed that the laboratory failed to attain a score of at least 80% for Cell ID (microscopic blood cell identification). Findings included: a. CMS and MLE reported the unsatisfactory score of 60% based on 2 unacceptable results out of 5: PT sample.....Laboratory result (Intended result) ---------------------------------------------------------------- BC13...Neutrophil, segment /band with Toxic granules (Neutrophil; segmented or band) BC16...Monocyte (Lymphocyte, Reactive) b. Laboratory personnel affirmed (4/23/19 at 12:30pm) the aforementioned unsatisfactory score; and thus the laboratory's unsatisfactory performance in identifying types of blood cells. c. The reliability and quality of RBC, WBC, and Platelets results reported for blood smear reviews could not be assured. Based on laboratory personnel affirmation (4/23/19 at 12:30pm) that blood smears were examined approximately 2 - 3 times per week, the laboratory reported approximately 33 Peripheral Blood Smears during the timeframe November 2016 to January 2017. . D2128 HEMATOLOGY CFR(s): 493.851(e) (1) For any unsatisfactory analyte or test performance or testing event for reasons other than a failure to participate, the laboratory must undertake appropriate training Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 2 -- and employ the technical assistance necessary to correct problems associated with a proficiency testing failure. (2) For any unacceptable analyte or testing event score, remedial action must be taken and documented, and the documentation must be maintained by the laboratory for two years from the date of participation in the proficiency testing event. This STANDARD is not met as evidenced by: Based on the deficiency cited (D2121) and the lack of laboratory documents, it was determined that the laboratory failed to provide and document remedial activities for improvement, including appropriate additional training and technical assistance. Findings included: a. Review of proficiency testing records revealed the lack of documentation for remedial activities. See D2121. -- 2 of 2 --

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