Tosa Pediatrics

CLIA Laboratory Citation Details

2
Total Citations
6
Total Deficiencyies
3
Unique D-Tags
CMS Certification Number 52D0391462
Address 8651 W North Ave, Wauwatosa, WI, 53226
City Wauwatosa
State WI
Zip Code53226
Phone(414) 774-9200

Citation History (2 surveys)

Survey - June 29, 2023

Survey Type: Standard

Survey Event ID: GYTB11

Deficiency Tags: D6000 D6007 D6000 D6007

Summary:

Summary Statement of Deficiencies D6000 MODERATE COMPLEXITY LABORATORY DIRECTOR CFR(s): 493.1403 The laboratory must have a director who meets the qualification requirements of 493. 1405 of this subpart and provides overall management and direction in accordance with 493.1407 of this subpart. This CONDITION is not met as evidenced by: Based on surveyor review of laboratory records, procedures, and manufacturer instructions, and interview with the technical consultant and laboratory director, the director did not provide overall management and direction in accordance with 493. 1407 of this subpart. Findings include: 1. The laboratory cultured vaginal and rectal samples using a test system intended to culture and presumptively identify Group A Beta Hemolytic Streptococcus from throat samples without evaluating the test system accuracy for samples from non-throat sources.See D 6007. D6007 LABORATORY DIRECTOR RESPONSIBILITIES CFR(s): 493.1407(e)(1) The laboratory director is responsible for the overall operation and administration of the laboratory, including the employment of personnel who are competent to perform test procedures, and record and report test results promptly, accurate, and proficiently and for assuring compliance with the applicable regulations. (E) The laboratory director must-- (E)(1) Ensure that testing systems developed and used for each of the tests performed in the laboratory provide quality laboratory services for all aspects of test performance, which includes the preanalytic, analytic, and postanalytic phases of testing; This STANDARD is not met as evidenced by: Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 2 -- Based on surveyor review of laboratory records, procedures, and manufacturer instructions, and interview with the technical consultant and laboratory director, the director did not ensure the laboratory evaluated the use of the Beta Hemolytic Group A Streptococcal Culture procedure performed on vaginal and rectal samples to ensure the test system provided quality laboratory results. Seven of nineteen samples the laboratory cultured for Group A Beta Hemolytic Streptococcus from April 29, 2022 through June 16, 2023 were from vaginal or rectal samples. Findings include: 1. Review of the 'Tosa Pediatric Culture Log" from April 29, 2022, through June 16, 2023, showed the laboratory documented cultures on the follow specimen types: Vaginal Strep, or VC: April 29, 2022, and February 16, 2023 Rectal Culture, RC, or Rectal Strep: June 10, August 5 and 18, 2022, and February 7 and 23, 2023. The log showed six additional cultures identified as "Strep" without identifying a source, and six "TC" (throat cultures). 2. Review of the procedure manual revealed a procedure, "Group A Beta Screen [Throat Culture]". The Specimen Collection portion of the procedure only addresses collection of throat specimens. No procedures were evident for collection or testing of rectal or vaginal specimens. 3. Review of the manufacturer's instructions, 'Bacitracin disc for identification' showed the intended use to be, "...the differentiation and presumptive identification of bacteria isolated in throat cultures". 4. Review of laboratory records showed no evaluation of the performance of Streptococcus Group A cultures on vaginal or rectal cultures to determine accuracy, precision, specificity, or sensitivity of the test system with vaginal or rectal samples. 5. Interview on June 29, 2023, at 10:00 AM with the laboratory director and the technical consultant confirmed the laboratory used the 'Group A Beta Screen [Throat Culture]' procedure for rectal and vaginal area skin specimens and confirmed the laboratory had not evaluated the test system for sources other than throat to ensure the procedure provided accurate results. -- 2 of 2 --

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Survey - October 27, 2021

Survey Type: Standard

Survey Event ID: 6DBY11

Deficiency Tags: D5203 D5203

Summary:

Summary Statement of Deficiencies D5203 SPECIMEN IDENTIFICATION AND INTEGRITY CFR(s): 493.1232 The laboratory must establish and follow written policies and procedures that ensure positive identification and optimum integrity of a patient's specimen from the time of collection or receipt of the specimen through completion of testing and reporting of results. This STANDARD is not met as evidenced by: Based on surveyor observation of laboratory specimens and interview with the technical consultant, the laboratory does not have an established method to ensure positive identification of patient specimens from the time of collection through completion of testing. Findings include: 1. Observation of two patient specimens, patient 1 and patient 2, on October 27, 2021 at 10:25 AM, being tested on the BioFire Diagnostics FilmArray Torch analyzer revealed patient specimens in individual plastic bags with the patient name on a piece of paper in the bag. Further observation revealed no patient identification present on the specimens. 2. Interview with the technical consultant on October 27, 2021 at 10:28 AM confirmed the laboratory does not have an established method to ensure positive identification of patient specimens from the time of collection through completion of testing. Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 1 --

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