Utica Park Clinic-Midtown

CLIA Laboratory Citation Details

3
Total Citations
16
Total Deficiencyies
7
Unique D-Tags
CMS Certification Number 37D2091924
Address 4408 S Harvard Ave, Tulsa, OK, 74135
City Tulsa
State OK
Zip Code74135
Phone(918) 574-0350

Citation History (3 surveys)

Survey - January 12, 2022

Survey Type: Standard

Survey Event ID: R4O511

Deficiency Tags: D0000 D5429 D5437 D5437

Summary:

Summary Statement of Deficiencies D0000 The recertification survey was performed on 01/11,12/2022. The laboratory was found in compliance with standard-level deficiencies cited. The findings were reviewed with the laboratory director at the conclusion of the survey. D5429 MAINTENANCE AND FUNCTION CHECKS CFR(s): 493.1254(a)(1) For unmodified manufacturer's equipment, instruments, or test systems, the laboratory must perform and document maintenance as defined by the manufacturer and with at least the frequency specified by the manufacturer. This STANDARD is not met as evidenced by: Based on a review of records, manufacturer's instructions, and interview with the laboratory director, the laboratory failed to perform maintenance procedures as required by the manufacturer. Findings include: (1) On 01/12/2022, the laboratory director stated the laboratory performed CBC (Complete Blood Count) testing using the CDS Medonic M-Series analyzer; (2) The surveyor reviewed the manufacturer's 6 month maintenance requirements in the operator's manual. Section 8, titled, "Cleaning, Maintenance, & Transport" required a cleaning procedure be performed every 6 months; (3) The surveyor reviewed maintenance records from November 2019 through December 2021 and identified the cleaning procedure had not been performed between 11/25/2019 and 07/23/2020 (due 05/2020); (4) The surveyor asked the laboratory director if the analyzer had been cleaned during May 2020. The laboratory director reviewed the records and stated on 01/12/2022 at 09:50 am, the analyzer had not been cleaned as stated above. D5437 CALIBRATION AND CALIBRATION VERIFICATION CFR(s): 493.1255(a) Unless otherwise specified in this subpart, for each applicable test system the Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 2 -- laboratory must perform and document calibration procedures-- (1) Following the manufacturer's test system instructions, using calibration materials provided or specified, and with at least the frequency recommended by the manufacturer; (2) Using the criteria verified or established by the laboratory as specified in 493.1253(b) (3)-- (2)(i) Using calibration materials appropriate for the test system and, if possible, traceable to a reference method or reference material of known value; and (2)(ii) Including the number, type, and concentration of calibration materials, as well as acceptable limits for and the frequency of calibration; and (3) Whenever calibration verification fails to meet the laboratory's acceptable limits for calibration verification. This STANDARD is not met as evidenced by: Based on a review of records, manufacturer's instructions, and interview with the laboratory director, the laboratory failed to follow the manufacturer's instructions for performing calibrations. Findings include: (1) On 01/12/2022, the laboratory director stated to the surveyor CBC (Complete Blood Count) testing was performed on the Medonic M Series analyzer; (2) The surveyor reviewed the manufacturer's instructions, contained in the operator's manual. Section 7 titled, "Calibration" stated, "This section describes the step-by-step procedure for calibration of the Medonic M- Series. The instrument has been calibrated by Boule prior to shipment. Good laboratory practice, however, requires regular checks and calibration of the measured parameters. It is recommended to calibrate the instrument every 6 months"; (3) The surveyor then reviewed calibration records from November 2019 through December 2021. There was no documentation to prove the analyzer had been calibrated between 11/25/2019 and 07/23/2020 (due 05/2020); (4) The surveyor asked the laboratory supervisor if the analyzer had been calibrated during May 2020. The laboratory supervisor reviewed the records and stated on 01/12/2022 at 09:50 am, the analyzer had not been calibrated as stated above. -- 2 of 2 --

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Survey - September 17, 2019

Survey Type: Standard

Survey Event ID: FPT911

Deficiency Tags: D0000 D5429 D5429 D5437 D5437

Summary:

Summary Statement of Deficiencies D0000 The recertification survey was performed on 09/17/19. The findings were reviewed with the laboratory director/technical consultant at the conclusion of the survey. The laboratory was found in compliance with standard-level deficiencies cited. D5429 MAINTENANCE AND FUNCTION CHECKS CFR(s): 493.1254(a)(1) For unmodified manufacturer's equipment, instruments, or test systems, the laboratory must perform and document maintenance as defined by the manufacturer and with at least the frequency specified by the manufacturer. This STANDARD is not met as evidenced by: Based on a review of records, manufacturer's instructions, and interview with the laboratory director/technical consultant, the laboratory failed to perform maintenance procedures as required by the manufacturer. Findings include: (1) At the beginning of the survey, the laboratory director/technical consultant stated to the surveyor the laboratory performed CBC (Complete Blood Count) testing using the CDS Medonic M-Series hematology analyzer; (2) The surveyor reviewed the manufacturer's 6 month maintenance requirements in the operator manual. It stated, "To increase the life of internal tubing in the instrument, the following cleaning procedure is strongly recommended."; (3) The surveyor then reviewed maintenance records for 24 months (September 2017 through August 2019) and identified the laboratory had not performed the required procedure between 09/16/17 and 07/09/18; (4) The records were reviewed with the laboratory director/technical consultant who stated the 6 month maintenance had not been performed as required by the manufacturer as listed above. D5437 CALIBRATION AND CALIBRATION VERIFICATION CFR(s): 493.1255(a) Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 2 -- Unless otherwise specified in this subpart, for each applicable test system the laboratory must perform and document calibration procedures-- (1) Following the manufacturer's test system instructions, using calibration materials provided or specified, and with at least the frequency recommended by the manufacturer; (2) Using the criteria verified or established by the laboratory as specified in 493.1253(b) (3)-- (2)(i) Using calibration materials appropriate for the test system and, if possible, traceable to a reference method or reference material of known value; and (2)(ii) Including the number, type, and concentration of calibration materials, as well as acceptable limits for and the frequency of calibration; and (3) Whenever calibration verification fails to meet the laboratory's acceptable limits for calibration verification. This STANDARD is not met as evidenced by: Based on a review of records, manufacturer's instructions, and interview with the laboratory director/technical consultant, the laboratory failed to perform calibration procedures as required by the manufacturer. Findings include: (1) At the beginning of the survey, the laboratory director/technical consultant stated the laboratory performed CBC (Complete Blood Count) testing using the CDS Medonic M-Series hematology analyzer; (2) The surveyor reviewed the manufacturer's instructions (contained in the Operation Manual) for performing calibration procedures. The section on page 59 titled, "Section 7: Calibration" stated, "This section describes the step-by-step procedure for calibration of the Medonic M-Series. The instrument has been calibrated by Boule prior to shipment. Good laboratory practice, however, requires regular checks and calibration of the measured parameters. It is recommended to calibrate the instrument every 6 months"; (3) The surveyor reviewed records from 09 /16/17 through 09/17/19. There was no evidence the calibration procedure had been performed between 09/16/17 through 07/09/18; (4) The surveyor asked the technical consultant if the calibration procedure had been performed. The technical consultant stated the calibration procedure had not been performed as indicated above. -- 2 of 2 --

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Survey - January 23, 2018

Survey Type: Standard

Survey Event ID: 99UA12

Deficiency Tags: D0000 D5215 D5785 D5469 D5785 D5413 D5469

Summary:

Summary Statement of Deficiencies D0000 Statement of Deficiencies (X1) Provider/Supplier/CLIA Identification Number (X3) Date Survey Completed Name of Provider or Supplier Street Address, City, State -- 1 of 1 --

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